kaitlynbernatz240 kaitlynbernatz240

06-01-2020
English

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When may an investment adviser (IA), share in profits and losses of a client's account

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estryzy estryzy

07-01-2020

Answer:

Never. Only agents and B/D, but never an Investment Adviser can share in the profit and losses of a client. However, the sharing is proportional to the amount they contributed.

Explanation:

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